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United States Securities and Exchange Commission
Results: 27953

#	Item
971	ALEXANDERS INC FORM 8-K (Current report filing) Add to Reading List Source URL: www.alx-inc.com Language: English United States Securities and Exchange Commission Financial regulation Form 10-K Securities Act Securities Exchange Act Form 8-K United States Government SEC filings United States securities law 73rd United States Congress
972	FAQs/SecExc/27H2014 FREQUENTLY ASKED QUESTIONS (FAQs) SECURITIES EXCHANGE 1. What is a Securities Exchange? In simple terms, the Securities Exchange is defined as an organised market place whereby buyers and Add to Reading List Source URL: www.fscmauritius.org Language: English - Date: 2014-08-28 03:10:57 73rd United States Congress United States Securities and Exchange Commission United States securities law Finance International Organization of Securities Commissions Securities Commission Securities Act Stock Exchange of Mauritius Capital market Financial regulation Financial economics Financial system
973	Letter From William T. George to Elizabeth M. Murphy, Secretary, U.S. Securities and Exchange Commission Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2011-06-16 11:24:58 Financial regulation Short selling U.S. Securities and Exchange Commission Financial system Christopher Cox Short Securities Exchange Act Investment banking Soft dollar Finance United States securities law Business
974	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-C2May 14, 2015 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-15 08:22:25 Financial economics 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Law Short Finance Contract Financial markets United States securities law Legal documents
975	Helios High Income Fund, Inc. Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-05-22 10:08:17 U.S. Securities and Exchange Commission Financial regulation Government 76th United States Congress Investment Company Act United States securities law
976	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 8, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-05-08 12:15:39 Financial regulation Stock market Financial economics Investment Security U.S. Securities and Exchange Commission Securities Act Securities and Exchange Commission Securities Exchange Act United States securities law 73rd United States Congress United States Securities and Exchange Commission
977	Please note that the comments expressed herein are solely my personal views Securities and Exchange Commission 100 F Street, N.E. Washington, DCUnited States Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-20 07:35:36 Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission Economy of the United States United States Commodity Futures Modernization Act Net capital rule United States securities law 73rd United States Congress United States Securities and Exchange Commission
978	A Clinical Development CompanyForm 10-K EntreMed, Inc. (Nasdaq: ENMD) is a clinical-stage pharmaceutical company focused on developing Add to Reading List Source URL: www.casipharmaceuticals.com Language: English - Date: 2014-05-14 13:07:09 Auditing Corporate governance Regulation S-K United States corporate law Form 10-K Angiogenesis Aurora B kinase Protein kinase inhibitor U.S. Securities and Exchange Commission SEC filings United States securities law Financial regulation
979	Hispanic Matriarch Smiling Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2008-09-09 17:31:03 Business Finance Securities Financial Industry Regulatory Authority United States securities law U.S. Securities and Exchange Commission Financial adviser High-yield investment program Collective investment scheme Financial economics Investment Economics
980	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. S7May 8, 2015 Joint Industry Plan; Notice of Filing of Amendment No. 35 to the Joint Self-Regulatory Organization Plan Governing the Collection, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-11 09:01:58 Financial economics Business 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Financial Industry Regulatory Authority NASDAQ OMX International Securities Exchange Self-regulatory organizations Economy of the United States United States securities law

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